1. 國泰金控
  2. Investor Relations
  3. Shareholder Information
  4. Capital Raising

Shareholder Information

AGM
Shareholder Structure
Dividend Policy
Capital Raising

Capital Raising

2022 cash capital Increase

Announcement
date
Type
Number of shares subscribed
per 1000 shares
Last
Purchase Date
Announcement date：
2022/11/18
Type：
issuing
common stock
Number of shares subscribed per 1000 shares：
81.61871609
shares
Last Purchase Date：
2022/12/02
Ex-rights trading date
Last date before book closure
Record date of cash capital increase
Issue price
Ex-rights trading date：
2022/12/05
Last date before book closure：
2022/12/06
Record date of cash capital increase：
2022/12/11
Issue price：
NT
$35

Addition Information

※
Announced by CFH, issuance of 1,500 million new common shares and record date of recapitalization
  1. Date of the board of directors resolution or decision by the Company for record date:2022/11/18
  2. Whether to adopt shelf registration (Yes, please state issuance period /No):No
  3. Effective registration date approved by competent authority:2022/11/18
  4. Date of the board of directors resolution for (additional) issuance of shares:2022/10/20
  5. Total monetary value of the issuance and number of shares issued: NT$15,000,000,000 and 1,500,000,000 common shares
  6. If adopting shelf registration, monetary value and number of sharesto be issued this time:N/A
  7. The remaining monetary value and shares after this issuance when adopting shelf registration:N/A
  8. Par Value per share:NT$10
  9. Issue price: NT$35
  10. Number of shares subscribed for by employees:150,000,000 shares
  11. Ratio of shares subscribed for by existing shareholders:80% of total issued common shares is allocated to existing shareholders, which amounts to 1,200,000,000 shares. Every 1,000 shares can be allocated with 81.61871609 shares. The actual subscription ratio should be based on the shareholders'list on the record date.
  12. Method for public sale and no.of shares: 10% of total issued common shares ,which amounts to 150,000,000 shares.
  13. Handling method for fractional shares and shares unsubscripted for by the deadline: The existing shareholders may apply to the company’s stock registration in the administration department within 5 days from the record date to combine fractional shares into one share. The Chairman is authorized to allocate uncombined shares, fractional shares, or unsubscribed shares by existing shareholders and employees to specific counterparties at the issue price.
  14. Rights and obligations of these newly issued shares:Rights and obligations are the same as the existing common shares
  15. Utilization of the funds from the current capital increase:To strengthen working capital and financial structure of the company and its subsidiaries and repay borrowings and/or the funding required for the long-term strategic development of the Group
  16. Record date of cash capital increase and share subscription:2022/12/11
  17. Last date before book closure:2022/12/06
  18. Book closure starting date:2022/12/07
  19. Book closure ending date:2022/12/11
  20. Payment period: Payment period for existing shareholders and employees：2022/12/14~2022/12/22 Payment period for specific counterparties：2022/12/23~2022/12/26
  21. Date of the agreement with the banks to collect and deposit the proceeds:2022/11/28
  22. Name of the institution designated to collect the proceeds:Cathay United Bank Ren Ai Branch.
  23. Name of the bank designated to deposit the proceeds:Cathay United Bank Business Dept.
  24. Any other matters that need to be specified:The recapitalization through issuance of 1,500 million common shares was approved by the Financial Supervisory Commission, per document Jin-Kuan-Jheng-fa-zih No.1110361791 ,dated Nov.18,2022.